Job description
An excellent opportunity has arisen for a compliance junior to join an Investment Management firm within the Financial Services industry, based in the City of London. The role is a generalist position, and is ideal for a Compliance professional with over 1-3 years experience years experience.
The role will involve:
• Assisting the compliance manager in a range of monitoring duties
• Drafting compliance manuals and other compliance documentation
• Drafting FSA forms and applications
• Keeping up to date with regulatory changes
• Updating compliance material to take into account changing FSA regulations
• Undertaking on boarding procedure and AML
The role requires
• Strong knowledge of FSA regulations and using FSA handbook
• Good experience in a Generalist compliance position
• Working knowledge of the Investment Management Industry
• Experience working in or with Brokerage firms would be advantageous.
Goodman Masson is acting as an Employment Agency in relation to this vacancy.
Goodman Masson is an equal opportunities employer.