AML QA Analyst - Asset Management

  • Location:

    London, England

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £30000 - £50000 per annum

  • Contact:

    Lauren Ashwood

  • Contact email:

    Lauren.Ashwood@goodmanmasson.com

  • Job ref:

    200819_1566318773

  • Published:

    about 1 month ago

  • Expiry date:

    2019-09-19

  • Startdate:

    ASAP

A leading Asset Management firm are seeking an AML QA Analyst to join their team.

Key duties include:

  • Perform 1st Line monitoring of client due diligence at on-boarding to ensure complete, accurate and in line with company policy.
  • Identify financial crime risk triggers and carry out investigations via publicly available sources and specialist database
  • Assist investment managers when required with SoW and CDD account opening and review requirements, completion of client profiles, risk assessments and information gathering
  • Write &/or update procedural documents as it relates to the day to day running of AML & Client Suitability
  • Ensure any complex client structures (e.g. Trusts or offshore corporates) are fully understood as part of the client take-on process as it relates to client due diligence.

It is essential that you have a minimum 2 years business as usual experience working on financial crime compliance (particularly AML) activities in a financial services firm preferably investment or wealth management.

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