AML QA Analyst - Asset Management

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £30000 - £50000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:


  • Published:

    12 months ago

  • Expiry date:


  • Start date:


A leading Asset Management firm are seeking an AML QA Analyst to join their team.

Key duties include:

  • Perform 1st Line monitoring of client due diligence at on-boarding to ensure complete, accurate and in line with company policy.
  • Identify financial crime risk triggers and carry out investigations via publicly available sources and specialist database
  • Assist investment managers when required with SoW and CDD account opening and review requirements, completion of client profiles, risk assessments and information gathering
  • Write &/or update procedural documents as it relates to the day to day running of AML & Client Suitability
  • Ensure any complex client structures (e.g. Trusts or offshore corporates) are fully understood as part of the client take-on process as it relates to client due diligence.

It is essential that you have a minimum 2 years business as usual experience working on financial crime compliance (particularly AML) activities in a financial services firm preferably investment or wealth management.


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