Asset Management Compliance Analyst

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £40000 - £50000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:


  • Published:

    8 months ago

  • Expiry date:


  • Start date:


A small Asset Manager based in the City of London are looking for an excellent Compliance junior to join their team.

The ideal candidate will be carrying out a range of administrative roles within the Compliance function, but be keen to understand how they fit in to the broader compliance processes and be flexible enough to take on a variety of tasks as required by the team. They will also be keen to learn and develop their skills and knowledge base.

Key duties include:

  • Assisting the Risk and Compliance team in maintaining compliance policies and procedures
  • Maintain the approval process and record-keeping logs for the Restricted List; Gifts & Entertainment; PA Dealing; Outside Business Interests; Insider/Project List
  • Perform post-trade monitoring of IMA guideline restrictions on Bloomberg AIM
  • Review e-communication alerts on Bloomberg Vault system
  • Organising and maintaining appropriate record keeping procedures and document filing
  • Perform AML sanctions checking including testing, setting up new names on World Check, screening and reviewing alerts

It is essential you have Minimum 2 years' experience in a Compliance based role within another buy side organisation and the ability to work well in a fast-paced, small team environment


To stay safe in your job search we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organisation working to combat job scams. Visit the SAFERjobs website for information on common scams and to get free, expert advice for a safer job search.