Compliance

Central Compliance AVP

£60k - £70k per annum

London

Duration:
12 Months
Expiry date:
2022-12-23
Start date:
ASAP
Job type:
Contract
Job ID:
CAVP

About the role:

Responsibilities:

  • Maintenance of the firms inside information registers and information walls in the relevant systems
  • Communication and Management of the firms updates to its Global Restrictive List (GRL)
  • Implementation of certain controls as they pertain to the GRL
  • Assisting in the coordination and delivery of the Compliance Risk Assessment
  • Supporting in the running of other processes within the remit of the Central Compliance team as required, including Personal Account Dealing, Outside Business Interests and the Fit and Proper declaration process.
  • Implementing continuous improvement in Central Compliance processes

Essential skills:

  • In depth knowledge, understanding and practical experience of the control frameworks required of financial institutions in relation to the proper management of confidential information.

Preferred:

  • Working on Control Room processes
  • Experience of maintenance of information registers and restricted lists skills

If interested, please apply below. Alternatively, email your CV to chris.norton@goodmanmasson.com

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.

Duration:
12 Months
Expiry date:
2022-12-23
Start date:
ASAP
Job Type:
Contract
Job ID:
CAVP

Sounds good?

Does this role sound like the right for for you? Apply using the form and one of the Goodman Masson team members will get back to you as soon as possible. Good luck!

Apply for the role


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