Compliance Analyst - Asset Management

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £35000 - £50000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:


  • Published:

    3 months ago

  • Expiry date:


  • Start date:


A Life Investment Manager looking for a Compliance Analyst to join their team in London.

This is a diverse role working within a small, but high performing compliance function which is growing in line with the business. The Compliance Analyst will be an integral part of the Compliance team assisting in core compliance work.

Key responsibilities:

  • PRA/FCA relationship management including support in responding to and tracking of information requests and follow up with key stakeholders
  • Support on delivering the compliance plan e.g. monitoring reviews / baseline monitoring projects
  • Delivering and further embedding of current BAU regulatory issues (SM&CR / GDPR)
  • Conducting personal account dealing checks
  • Providing support to Compliance KYC process

Essential experience:

  • Ability to form strong relationships with the business and liaise with senior stakeholders
  • Compliance experience within an Insurer/Asset Manager
  • Ability to work to tight deadlines

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