Compliance Monitoring and Surveillance Associate

  • Location:

    London, England

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £35000 - £60000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:

    160320_1584358943

  • Published:

    4 months ago

  • Expiry date:

    2020-03-16

  • Start date:

    ASAP

A global Investment Bank are seeking a Compliance Monitoring and Surveillance Associate for their team in London.

This team is responsible for monitoring for Market Abuse through designing, implementing, monitoring and testing a transversal range of surveillance models across the entire business.

Experience in the execution and completion of compliance reports, providing statistical data, performing first level alert classification, escalation process and detailed investigations whilst delivering high quality and timely management information reports is essential. This includes documenting evidence and validating findings.

The successful candidate will be implementing and performing monitoring of first level trade and order alerts across all all business lines. At the same time, they will be giving input for the improvement of the monitoring tools to reduce noise or false positives and will be contributing to the design of new monitoring strategies.

It is essential you have prior experience in eCommunications surveillance, trade surveillance, market abuse, market conduct or compliance within an Investment Bank.

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