Compliance Monitoring Manager - Investment Management

  • Location:

    City of London, London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £75000 - £85000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:

    190919_1568883042

  • Published:

    3 months ago

  • Expiry date:

    2019-10-19

  • Start date:

    ASAP

A leading Investment Management firm are seeking a Compliance Monitoring Manager to join their monitoring team.

This role will be working as part o the Compliance monitoring team, to provide support with undertaking monitoring functions, MI reporting, advisory support and Compliance projects.

In addition to this, your day to day role will include:

  • Maintaining detailed knowledge of relevant rules and legislation to aid in the interaction with business areas as part of the Compliance Monitoring Programme and within Compliance projects
  • Taking responsibility for allocated compliance projects
  • Assisting in the delivery of an efficient regulatory risk framework feeding into a risk-based Compliance Monitoring Programme

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