A leading Investment Management firm are seeking a Compliance Monitoring Manager to join their monitoring team.
This role will be working as part o the Compliance monitoring team, to provide support with undertaking monitoring functions, MI reporting, advisory support and Compliance projects.
In addition to this, your day to day role will include:
- Maintaining detailed knowledge of relevant rules and legislation to aid in the interaction with business areas as part of the Compliance Monitoring Programme and within Compliance projects
- Taking responsibility for allocated compliance projects
- Assisting in the delivery of an efficient regulatory risk framework feeding into a risk-based Compliance Monitoring Programme