Control Room Compliance - FTC maternity cover

  • Location:

    City of London, London

  • Sector:

    Compliance

  • Job type:

    Temporary

  • Salary:

    £65000 - £75000 per annum

  • Contact:

    Martin Deavin

  • Job ref:

    MD0097902_1581008806

  • Published:

    about 2 months ago

  • Duration:

    12 Months

  • Expiry date:

    2020-03-07

  • Start date:

    ASAP

  • Consultant:

    Martin Deavin

Accountabilities

  • Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.

General Competencies

  • Good working knowledge of UK and European regulatory rules and principles and how these apply to a Control Room
  • Good understanding of the firm's business practices, organizational structure, policies and procedures
  • Superior knowledge of Microsoft applications (including Word, Excel and Power Point)

and familiarity with the internet and related applications as tools for conducting compliance related research

  • Strong analytical skills and a keen eye for detail
  • Good time management and the ability to perform work to a high standard of accuracy under time pressure. Capable of simultaneously handling multiple tasks and meeting stringent deadlines
  • Well-developed interpersonal skills in order to provide a high level of service and maintain working relationships with assigned client groups and team members
  • Able to recognize and handle sensitive and confidential information

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