Control Room Compliance Officer

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £40000 - £48000 per annum

  • Contact:

    Goodman Masson

  • Job ref:


  • Published:

    6 months ago

  • Expiry date:


  • Startdate:


  • Consultant:


Control Room Compliance Officer

An overseas investment banking group in the city of London are looking to recruit a Control Room Compliance Officer.

Day to day you will be assisting with activities of the Control Room, including but not limited to - SMR related registrations, OBAs and Conflicts of Interests: Personal Account Dealing (PAD), Chinese Walls and Gifts and Entertainment.

In addition to this, the ideal candidate will be monitoring the Compliance Team mailbox and allocating items to Compliance Team members and collating MI on behalf of the Control Room Compliance Officer to provide to senior management.

It is essential that you have general knowledge of the financial industry within an investment banking environment and general knowledge of FCA regulation and industry guidance.

Please apply for more information.