Responsibilities:
- Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti- Money Laundering legislation and fraud prevention, compliance monitoring and assist with ensuring the Bank conducts its activities in accordance with regulatory requirements
- Remain up-to-date with regulatory and legislative developments
- Carry out SAR evaluations acting as a central point of contact for all SARs disclosures and for communication with relevant authorities including NCA
- Review and conduct investigation on AMLKYC alerts generated from the Bank’s transaction monitoring and name screening systems
- Assist the MD back office and outsourced AML unit in all relevant areas
- Resolution of KYC referrals and provide guidance to the business units
- Assist with Compliance Monitoring Reviews including completion of field work, identification of findings and report writing
- Respond to enquiries from law enforcement agencies and regulators and provide full cooperation with enforcement with law enforcement authorities as necessary
- Assist with the preparation and implementation of polices and processes to help mitigate financial crime risks and maintain compliance
- Assist in the development and delivery of financial crime training
- To undertake projects and assignments from time-to-time as directed by management
- Registration with regulator as Deputy MLRO of the Germany branch
Skills desired:
- Good awareness of compliance related laws, rules and regulatory issues and announcements
- Good understanding of AML rules
- Good analytical and communication skills
- Ability to work to tight deadlines
If interested, please apply below. Alternatively, email chris.norton@goodmanmasson.com
In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.
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