Head of UK Advisory Compliance

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £90000 - £150000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:


  • Published:

    8 months ago

  • Expiry date:


  • Startdate:


An overseas investment bank are looking for a Head of UK Advisory Compliance to join their team.

The ideal candidate will be providing support, guidance and advice to the front office of Capital Markets on relevant policies and procedures, transactions and new product approvals. This will involve dealing regularly with senior members of the business by providing them with information and advising and supporting them.

In addition to this, they will be overseeing the UK Compliance Advisory monitoring activity, including desk-based reviews and conducting risk assessments on the Sales and Trading desks of Capital Markets in Europe.

To be considered for this role you will need excellent and detailed knowledge of current Compliance standards and requirements for the U.K. and European markets, and people management skills sufficient to lead, motivate and develop a professional workforce.


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