Investment Compliance Consultant

A global Financial Services firm are seeking an Investment Compliance Consultant to join their team in London.

Key duties will include:

  • Reviewing client investment guidelines
  • Setting up the guidelines on the Compliance Analyst system
  • Ongoing client servicing and attend meetings as required by clients or internal partners
  • Reviewing all triggered messages, investigating the output and notifying the client of any true violations
  • Investigating daily breach monitoring
  • Answering client queries
  • Creating guideline reviews

It is essential that you have:

  • Familiarity with investment manager guidelines and language used in investment manager agreements
  • Knowledge of financial markets, investment instruments and portfolio management strategies
  • Knowledge of fixed income and derivatives asset classes would be advantageous
  • Experience with using compliance monitoring systems, such as Charles River
W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9hb29kbwfuie1hc3nvbi9qcgcvu2fmzxjkb2jmb2dvlmpwzyjdxq

To stay safe in your job search we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organisation working to combat job scams. Visit the SAFERjobs website for information on common scams and to get free, expert advice for a safer job search.