Investment Compliance Consultant

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £55000 - £65000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:


  • Published:

    9 months ago

  • Expiry date:


A global Financial Services firm are seeking an Investment Compliance Consultant to join their team in London.

Key duties will include:

  • Reviewing client investment guidelines
  • Setting up the guidelines on the Compliance Analyst system
  • Ongoing client servicing and attend meetings as required by clients or internal partners
  • Reviewing all triggered messages, investigating the output and notifying the client of any true violations
  • Investigating daily breach monitoring
  • Answering client queries
  • Creating guideline reviews

It is essential that you have:

  • Familiarity with investment manager guidelines and language used in investment manager agreements
  • Knowledge of financial markets, investment instruments and portfolio management strategies
  • Knowledge of fixed income and derivatives asset classes would be advantageous
  • Experience with using compliance monitoring systems, such as Charles River

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