Trade Surveillance

  • Location:

    City of London, London, England

  • Sector:

    Compliance

  • Job type:

    Temporary

  • Salary:

    £40000 - £70000 per annum

  • Contact:

    Martin Deavin

  • Contact email:

    martin.deavin@goodmanmasson.com

  • Job ref:

    MD020203_1568019465

  • Published:

    10 days ago

  • Duration:

    6 months+

  • Expiry date:

    2019-10-09

  • Startdate:

    ASAP

  • Consultant:

    Martin Deavin

Trade Surveillance

FTC

DESCRIPTION/ JOB PURPOSE

We are currently recruiting for a Senior Compliance Analyst to work within our Market Oversight Department. The main function of this position will be to assist in the Company's market surveillance and monitoring processes. The position will involve working well as part of a team and also performing both daily tasks and project work.

DUTIES AND RESPONSIBILITIES

  • Support the execution of operational, surveillance, and regulatory-related tasks and procedures as directed
  • Preparation of standard reports analysing trading patterns and behaviour
  • Assisting in the compilation of evidence for formal investigations
  • Data analysis for ad hoc projects
  • Advising Members and clients of Exchange Rules and procedures as required

PERSON SPECIFICATION

  • Educated to a degree level or equivalent
  • Numerate and literate
  • Experience with data handling and analysis
  • Understanding of key operational, surveillance and regulatory reporting processes and attendant risks
  • Attention to detail and good analytical skills
  • Strong communication skills, both written and verbal
  • Ability to summarize and present work succinctly and accurately
  • Team player with ability to work unsupervised, use own initiative
  • Ability to meet deadlines
  • Sound knowledge Microsoft processing packages (Excel) is essential
W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9hb29kbwfuie1hc3nvbi9qcgcvu2fmzxjkb2jmb2dvlmpwzyjdxq

To stay safe in your job search we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organisation working to combat job scams. Visit the SAFERjobs website for information on common scams and to get free, expert advice for a safer job search.