Jobs in Compliance

Found 9 jobs
    • London, England
    • £45000 - £55000 per annum
    • Posted about 17 hours ago

    A Global Asset Manager are seeking someone to join their Compliance team, to focus on pre and post trade compliance monitoring. The main responsibilities are as follows: Rule coding of new, and amending existing rules, to include validation checks of construction Completeness checks to identify and eliminate gaps in populated data thus ensuring ...

    • London, England
    • £45000 - £50000 per annum
    • Posted 1 day ago

    A leading pensions services provider are seeking a Compliance Monitoring Officer to join their team in London. This will report into the Head of Compliance and MLRO. The Compliance Monitoring Officer will be responsible for planning and conducting Compliance Monitoring reviews and policy testing in accordance with the Compliance Monitoring Plan ...

    • London, England
    • £30000 - £35000 per annum
    • Posted 1 day ago

    An Overseas Banking Group are seeking a Compliance and Financial Crime Generalist to join their small team based in London. You will report directly to the Head of Compliance and MLRO. Day to day you will be undertaking the following responsibilities: Assisting in promoting and maintaining a compliance culture within the bank in line with regula...

    • Chatham, Kent
    • £40000 - £45000 per annum
    • Posted 5 days ago

    A banking group are seeking a Senior Compliance Monitoring Officer to join their growing team. You will be supporting the team in planning the execution and reporting against the Bank's Compliance Assurance Plan, retaining appropriate records and providing concise, timely and accurate written and verbal reports highlighting key issues and recomm...

    • London, England
    • £30000 - £35000 per annum
    • Posted 13 days ago

    A leading Investment Management firm are seeking a Junior Financial Crime Analyst to join their growing team in London. This role would suit a recent graduate with circa one years experience working on AML activities from another investment or wealth firm. It is essential you have a relevant degree, e.g LLB at 2:1 or above. The successful candid...

    • London, England
    • Up to £140000 per annum
    • Posted 16 days ago

    A large Consultancy firm are seeking for someone to join them as a Global Head of Financial Crime to be based in London. This is an opportunity to work within a high growth firm, where you will play a key role in the support and development of the financial crime division. You will be responsible for defining existing and new services, as well a...

    • London, England
    • £55000 - £95000 per annum
    • Posted 28 days ago

    Financial Crime Compliance Assurance Manager A Global banking group is looking for two people to join their financial crime assurance team specifically covering their investment banking and corporate banking businesses. These roles are part of growing team as they continue to develop their financial crime programme. Team purpose The FCC Assuranc...

    • London, England
    • £80000 - £120000 per annum
    • Posted 28 days ago

    ABOUT THE ROLE We're looking for a data protection Regulatory Compliance Manager within our London office to build on our core team within Regulatory Compliance. This will relate to implementing and monitoring our global approach to data protection, in particular advising on and drafting data protection policies and procedures, GDPR compliance a...

    • London, England
    • £70000 - £85000 per annum
    • Posted 29 days ago

    A global Investment Bank are seeking a Control Room specialist to join them at VP level. The ideal candidate will be responsible for ensuring a fully functioning and regulatory compliant Control Room. In addition to this, you will be ensuring the banks compliance with the FCA and PRA and providing private side advisory to Investment Banking and ...

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