£35,001 - £45,000 (£19 - £23 p/h) Jobs in Compliance

Found 4 jobs
    • City of London, London
    • £30000 - £45000 per annum
    • Posted 7 days ago

    You will need: A broad understanding of the alternative asset management industry; An appreciation of the architecture of a control environment in a regulated industry; Strong foundation and understanding of the current /future regulatory/legislative environment within the Financial Services Industry; An understanding of the corporate legal func...

    • London, England
    • £45000 - £55000 per annum
    • Posted 8 days ago

    A Global Asset Manager are seeking someone to join their Compliance team, to focus on pre and post trade compliance monitoring. The main responsibilities are as follows: Rule coding of new, and amending existing rules, to include validation checks of construction Completeness checks to identify and eliminate gaps in populated data thus ensuring ...

    • London, England
    • £45000 - £50000 per annum
    • Posted 9 days ago

    A leading pensions services provider are seeking a Compliance Monitoring Officer to join their team in London. This will report into the Head of Compliance and MLRO. The Compliance Monitoring Officer will be responsible for planning and conducting Compliance Monitoring reviews and policy testing in accordance with the Compliance Monitoring Plan ...

    • Chatham, Kent
    • £40000 - £45000 per annum
    • Posted 12 days ago

    A banking group are seeking a Senior Compliance Monitoring Officer to join their growing team. You will be supporting the team in planning the execution and reporting against the Bank's Compliance Assurance Plan, retaining appropriate records and providing concise, timely and accurate written and verbal reports highlighting key issues and recomm...

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