Jobs in Compliance near Gillingham

Found 13 jobs
    • City of London, London
    • £300 - £350 per day
    • Posted 3 days ago

    Key Objectives Taking ownership of daily tasks and processes within the Risk and Compliance department ensuring that tasks are delivered within the agreed timeframes Assist the Risk and Compliance team in maintaining compliance policies and procedures Maintain the approval process and record-keeping logs for the Restricted List; Gifts & Entertai...

    • City of London, London
    • £75000 - £95000 per annum
    • Posted 3 days ago

    Provide accurate and timely support and advice in relation to risk and compliance related matters to support objectives and, ultimately, secure. The team aims to achieve its objectives by: - providing strong independent challenge to, and robust second line of defence oversight of, the business's first line of defence functions. - providing advic...

    • London, England
    • £80000 - £110000 per annum
    • Posted 4 days ago

    A global Investment Bank are seeking a Senior Fraud Manager for their team in London. The successful candidate will be providing subject matter expertise and oversight on issues pertaining to fraud and developing and delivering fraud specific training and education programs to internal and external stakeholders. Key duties include: Providing str...

    • London, England
    • £40000 - £45000 per annum
    • Posted 5 days ago

    An overseas banking group are seeking a Compliance and Financial Crime Assistant Manager to join their team in London. Main duties: Review and update the Compliance Monitoring Plan Perform compliance oversight reviews across Business and support functions Assist the MLRO in performing Financial Crime Risk Assessments for areas including KYC, AML...

    • London, England
    • £30000 - £35000 per annum
    • Posted 5 days ago

    An overseas banking group based in the City of London are seeking a Compliance Assistant for their team. Main duties: Support the Data Protection Officer in ensuring GDPR compliance, including reporting of data breaches Review and update the assigned Compliance policies and procedures Submit the suspicious activity reports (SARs) to NCA, after o...

    • London, England
    • £45000 - £55000 per annum
    • Posted 5 days ago

    A global Asset Manager are seeking a Senior Corporate Secretarial Assistant to join their team in London. You will be responsible for the implementation and maintenance of governance processes for the Corporate Secretariat team and will also be involved in the delivery and implementation of governance and regulatory projects. Main responsibiliti...

    • London, England
    • £75000 - £95000 per annum
    • Posted 5 days ago

    A buy side firm are seeking a Compliance Advisory VP to join their team in London for an initial 6 month FTC. This role is likely to be extended to a year. The main purpose of this role is to provide strong independent challenge to, and robust second line of defence oversight of, the business's first line of defence functions and to provide advi...

    • City of London, London
    • £500 - £700 per annum
    • Posted 9 days ago

    Main Accountabilities: Anti-Money Laundering: Review and control on KYC/KYB AML documentation for all new client files Update the AML risk mapping on an annual basis. Actively contribute to the OFAC Remediation Plan. Conduct internal investigations/ reviews as necessary, under the supervision of the Head of Compliance. To support the Money Laund...

    • City of London, London
    • £80000 - £100000 per annum
    • Posted 16 days ago

    Responsibilities Manage/lead the other members of the financial crime team To liaise with Front Office staff with regards to the high risk clients that they manage. Provide AML, ABC advisory to staff to ensure compliance with the Group and UK standards. Investigate and provide advice on the handling of sanctions and AML/CTF positive alerts as th...

    • City of London, London
    • £65000 - £75000 per annum
    • Posted 17 days ago

    Accountabilities Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions. Actively pursues effective and efficient operations of his/her respective areas,...

    • City of London, London
    • £100000 - £103000 per annum
    • Posted 17 days ago

    The advisor will be permanently placed on the private side floor and will be expected to advise the entire private side business on all matters pertaining to existing regulations and upcoming regulatory changes, including the provision of advice on the implementation thereof. The advisor will also be expected to partake in relevant engagement co...

    • London, England
    • Up to £75000 per annum
    • Posted 23 days ago

    A global Asset Manager are seeking an Assistant Company Secretary to join their team in London. You will be responsible for providing a full range of corporate secretarial support and providing governance advice. You will also be partnering with business units to deliver on governance and regulatory projects. Responsibilities: Acting as Company ...

    • City of London, London
    • £60000 - £75000 per annum
    • Posted 30 days ago

    Financial Crime Compliance Assurance Manager A Global banking group is looking for two people to join their financial crime assurance team specifically covering their investment banking and corporate banking businesses. These roles are part of growing team as they continue to develop their financial crime programme. Team purpose The FCC Assuranc...

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