Jobs in Compliance near Gillingham

Found 12 jobs
    • London, England
    • £65000 - £90000 per annum
    • Posted about 18 hours ago

    Role Responsibilities Identify potential new forms of staff or counterparty misconduct. Ensure that all alerts are satisfactorily escalated and resolved. Undertake timely and accurate resolution of requests by Regulators, senior management and the businesses/asset classes into certain practices, businesses, individuals and events. Escalate, as a...

    • Luxembourg
    • €120000 - €130000 per annum
    • Posted 7 days ago

    A global Investment Management firm based in Luxembourg are seeking a Head of Compliance and MLRO. This will be a stand alone position. The main duties will be: Updating and managing the Compliance and Financial Crime policies and procedures in order to mitigate the risk that the firm might be used to further financial crime, market abuse or oth...

    • London, England
    • £40000 - £50000 per annum
    • Posted 7 days ago

    An overseas Investment Bank are seeking a Financial Crime Advisory Analyst to join their team. The day to day duties will be: Providing AML and KYC guidance to the front office and completing AML Compliance reviews of new and existing clients Conducting AML monitoring and high risk client reviews Conducting Financial Sanctions screening on inter...

    • City of London, London, England
    • £40000 - £70000 per annum
    • Posted 9 days ago

    Trade Surveillance FTC DESCRIPTION/ JOB PURPOSE We are currently recruiting for a Senior Compliance Analyst to work within our Market Oversight Department. The main function of this position will be to assist in the Company's market surveillance and monitoring processes. The position will involve working well as part of a team and also performin...

    • City of London, London
    • £40000 - £48000 per annum
    • Posted 12 days ago

    A wealth and Asset Management firm are looking for someone to join their compliance advisory team. This is tasked with dealing with a variety of different queries from the business. Around transactions, COB rules, G&E, Financial promotions, Financial crime, PA dealings ect Role purpose Perform an advisory role supporting the business in discharg...

    • Luxembourg, Luxembourg
    • €100000 - €115000 per annum
    • Posted 12 days ago

    A global Asset Management business are looking for a Senior Manager to join their growing AML team. This role holder will be responsible for implementation and execution of risk management controls for the organisation, as set by the Head of AML and Deputy MLRO and consistent with the strategic objectives and risk appetite defined in the area of...

    • Luxembourg, Luxembourg
    • €130000 - €160000 per annum + Car allowance
    • Posted 12 days ago

    A global Asset Management business are looking for a Head of AML to join their growing team in Luxembourg. This role holder will be responsible for the effectiveness of the controls of the organisation, and for assisting the implementation processes to identify money laundering risks that consider clients, products, distribution channels, comple...

    • City of London, London
    • £30000 - £38000 per annum
    • Posted 13 days ago

    A Management consultancy is looking for someone to join their team in an internal compliance role as part of their commitment to a strong internal governance programme to ensure they are in the possible shape to support their clients. Role Profile This role will be tasked with designing processes, and then deliver all enhanced consultant screeni...

    • City of London, London
    • £90000 - £130000 per annum
    • Posted 19 days ago

    A Major US Hedge Fund is looking for a UK compliance officer to help build the UK compliance programme as well work with the compliance team in the US to continue to improve the firms overall governance programme. They are keen to continue to expand their London and European business. Responsibilities Successful candidates will share the followi...

    • London, England
    • £30000 - £35000 per annum
    • Posted 21 days ago

    A leading Asset Management firm are seeking a Trade Monitoring Analyst to join their Financial Crime team on a part-time basis. They are looking for someone to work three days per week. Key duties include: 1st Line Trade Monitoring Liaise with Fund Managers and HNW Investment Managers to resolve active & passive breaches Set up &/or amend plus 4...

    • City of London, London
    • £100000 - £120000 per annum + Competitive Package
    • Posted 22 days ago

    This is a great opportunity to work for a global payments business and direct there approach to financial crime particularly across their UK payments business. Senior Compliance Manager The Senior Compliance Manager will support all aspects of the UK Compliance Program, including Anti-Money Laundering (AML), Payment Services Directives, etc. Thi...

    • London, England
    • £30000 - £50000 per annum
    • Posted 29 days ago

    A leading Asset Management firm are seeking an AML QA Analyst to join their team. Key duties include: Perform 1st Line monitoring of client due diligence at on-boarding to ensure complete, accurate and in line with company policy. Identify financial crime risk triggers and carry out investigations via publicly available sources and specialist da...

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