Jobs in Compliance near Greater London

Found 9 jobs
    • City of London, London
    • £85000 - £95000 per annum
    • Posted 3 days ago

    Our Regulatory Liaison team plays an important part in our business. The team is responsible for managing the relationship with each of our regulators, ensuring that the right people are sufficiently briefed and prepared to deliver the right messages to regulators and key regulatory themes are identified. You will own and manage the banks relati...

    • London, England
    • £80000 - £100000 per annum
    • Posted 3 days ago

    A global Investment Bank are seeking a VP for their Compliance Control Room team. The ideal candidate will be responsible for ensuring a fully functioning and regulatory compliant Control Room. In addition to this, you will be ensuring the banks compliance with the FCA and PRA and providing private side advisory to Investment Banking and Corpora...

    • City of London, London
    • £70000 - £85000 per annum
    • Posted 4 days ago

    Compliance Monitoring Officer A commodities trading house is looking for someone to come onboard to take ownership over their compliance monitoring programme and work closely with head of compliance to identify regulatory risks to the business and able them to improve processes, policies and procedures. They are continuing to increase the range ...

    • London, England
    • £50000 - £70000 per annum
    • Posted 10 days ago

    Compliance Monitoring The Compliance Monitoring team is part of the Compliance and Risk function. Forming part of the Second Line of Defence the team independently monitors and assessess the adequacy and effectiveness of the Group's systems and controls, ensuring that the Group is operating in Compliance with applicable regulation, policies and ...

    • City of London, London
    • £41000 - £55000 per annum
    • Posted 17 days ago

    A pensions investment firm are looking for a compliance advisory Manager to join their team. This will be a varied role in a fast growing business, the role reports into the head of compliance and financial crime. Responsibilities Responsibility for providing SME guidance for the FCA regulated areas of the business including FCA Conduct of Busin...

    • London, England
    • £100000 - £120000 per annum
    • Posted 25 days ago

    Head of Markets Compliance A very prestigious boutique investment bank is looking for a head of markets compliance, they are looking for someone who can be the day to day compliance point of contact for the business. This individual work very closely with the head of compliance and liaise closely with the wider compliance team. This will be a fa...

    • London, England
    • £55000 - £65000 per annum
    • Posted 26 days ago

    A global Financial Services firm are seeking an Investment Compliance Consultant to join their team in London. Key duties will include: Reviewing client investment guidelines Setting up the guidelines on the Compliance Analyst system Ongoing client servicing and attend meetings as required by clients or internal partners Reviewing all triggered ...

    • London, England
    • £70000 - £80000 per annum
    • Posted 27 days ago

    A global Investment Bank are looking for a VP to join their small Compliance team based in London. The role will focus on Central Compliance and Control Room activities. It is essential you have experience within Control Room and SMCR. The key responsibilities will be: Develop and implement a fit for purpose Control Room to ensure that all aspec...

    • City of London, London
    • £50000 - £80000 per annum
    • Posted 30 days ago

    Please get in touch for more information. An updated CV would also be much appreciated

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