Compliance

Compliance Monitoring and Testing

£30k - £80k per annum

London

Expiry date:
2021-03-09
Start date:
ASAP
Job type:
Permanent
Job ID:
070221

About the role:

A global banking group are seeking two Monitoring and Testing specialists to join their team in London. One to be Officer level, and the other Manager level.

Responsibilities:

  • Support of the monitoring and testing program
  • Input into the development and maintenance of the Compliance testing reviews methodology and associated procedures
  • Maintenance of the UK Compliance annual and multi-year testing plan
  • Creation, maintenance and review of the UK Compliance monitoring log and review of the effectiveness of the monitoring
  • Plan and conduct desk-based compliance reviews to assess the effectiveness of the bank’s policies and procedures to identify potential compliance gaps
  • On completion of any review agree a clear plan of action for resolution of all identified issues within agreed timescales and ensure that all issues are resolved as agreed
  • Track, assess and report on the status of remedial action identified within reports until resolved/concluded

Requirements:

  • Solid relevant compliance, audit or regulatory testing experience in a financial institution
  • Strong knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures

If you fit the job specification, please apply through the link or send your CV directly to me – lauren.ashwood@goodmanmasson.com

Expiry date:
2021-03-09
Start date:
ASAP
Job Type:
Permanent
Job ID:
070221

Sounds good?

Does this role sound like the right for for you? Apply using the form and one of the Goodman Masson team members will get back to you as soon as possible. Good luck!

Apply for the role


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