A global banking group are seeking two Monitoring and Testing specialists to join their team in London. One to be Officer level, and the other Manager level.
Responsibilities:
- Support of the monitoring and testing program
- Input into the development and maintenance of the Compliance testing reviews methodology and associated procedures
- Maintenance of the UK Compliance annual and multi-year testing plan
- Creation, maintenance and review of the UK Compliance monitoring log and review of the effectiveness of the monitoring
- Plan and conduct desk-based compliance reviews to assess the effectiveness of the bank’s policies and procedures to identify potential compliance gaps
- On completion of any review agree a clear plan of action for resolution of all identified issues within agreed timescales and ensure that all issues are resolved as agreed
- Track, assess and report on the status of remedial action identified within reports until resolved/concluded
Requirements:
- Solid relevant compliance, audit or regulatory testing experience in a financial institution
- Strong knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures
If you fit the job specification, please apply through the link or send your CV directly to me – lauren.ashwood@goodmanmasson.com
