Compliance

Compliance Monitoring Manager

£60k - £65k per annum

London

Expiry date:
2021-05-07
Start date:
ASAP
Job type:
Permanent
Job ID:
070421

About the role:

A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team.

Responsibilities:

  • Developing and delivering training and support to the assurance team on revised methodologies, tools and templates
  • Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
  • Supporting the Head of Compliance Monitoring with the design and delivery of a risk based annual Compliance Assurance Plan
  • Developing and delivering the methodology and process documents required to enable the delivery of the compliance monitoring and assurance plan
  • Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
  • Producing quality reporting to the Executive Committee, Audit Committee and senior leadership team

Requirements:

  • Good experience of delivering assurance either in internal audit, surveillance, assurance or monitoring
  • Previous experience of designing and implementing a compliance monitoring framework, risk universe and risk-based methodologies
  • A strong sense of accountability, of knowing what they are responsible for and proactively delivering it
  • Previous experience of third-party risk management and data protection e.g. GDPR, SYSC
  • Previous experience of coaching or managing team members

Expiry date:
2021-05-07
Start date:
ASAP
Job Type:
Permanent
Job ID:
070421

Sounds good?

Does this role sound like the right for for you? Apply using the form and one of the Goodman Masson team members will get back to you as soon as possible. Good luck!

Apply for the role


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