Financial Services Operations

Compliance Monitoring Officer

£450 - £600 per day

London

Duration:
3 Months
Expiry date:
2022-08-20
Start date:
ASAP
Job type:
Contract
Job ID:
PAMCMO1

About the role:

Responsibilities:

  • Effectively complete periodic and ad hoc monitoring reviews and systematically report weakness identified alongside potential solutions
  • Ensure the annual compliance monitoring plan is performed in a timely and effective manner ensuring all planned monitoring reviews are completed within agreed deadlines
  • Ensure adherence to the PAM Code of Ethics and in particular, accurately maintain the PA Dealing and gifts and entertainment processes
  • Support Compliance Management in the production of MI reporting presented to the Executive Committee and Group Risk Committee
  • Produce and review compliance certificates for clients

Candidate Requirements:

  • Educated to undergraduate degree level with a relevant professional qualification (IMC or CFA) preferred
  • Approximately three to seven years’ experience in a similar role within Financial Services
  • Sound knowledge of FCA rules and regulations would be beneficial
  • Capable user of MS Office

If interested please apply below or send your CV to chris.norton@goodmanmasson.com

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.

Duration:
3 Months
Expiry date:
2022-08-20
Start date:
ASAP
Job Type:
Contract
Job ID:
PAMCMO1

Sounds good?

Does this role sound like the right for for you? Apply using the form and one of the Goodman Masson team members will get back to you as soon as possible. Good luck!

Apply for the role


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