Investment Compliance Guideline Analyst

  • Location:

    London, England

  • Sector:


  • Job type:


  • Salary:

    £40000 - £55000 per annum

  • Contact:

    Lauren Ashwood

  • Job ref:


  • Published:

    6 months ago

  • Expiry date:


  • Start date:


A prestigious Investment Manager in London are seeking an Investment Guideline Compliance Analyst to join their team.

The successful candidate will be given a high level exposure and be responsible for monitoring investment portfolios to ensure compliance with investment guidelines.

Key responsibilities:

  • Ensure proper restriction coding in Firm's order management systems; test new and existing investment restrictions, and ensure timely implementation of applicable investment guideline updates
  • Review, interpret and summarise investment guidelines for new mandates
  • Administer additional control and monitoring functions, such as monitoring of trade allocations to ensure allocation fairness


  • Experience utilising Aladdin for investment compliance highly preferred
  • 3-5 years' experience within Asset Management
  • Investment Compliance or Fund Compliance is required
  • Familiarity with UCITS, AIFM, and 1940 Act regulations preferred

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