Investment Management Auditor

  • Location:

    City of London, London

  • Sector:

    Asset Management

  • Job type:


  • Salary:

    £72000 - £75000 per annum

  • Contact:

    Martin Deavin

  • Job ref:


  • Published:

    7 months ago

  • Duration:

    12 months

  • Expiry date:


  • Startdate:


  • Consultant:

    Martin Deavin

  • To take the primary lead in delivering investment related audit engagements via recognised audit methodologies including internal and externally managed portfolios and also with consideration of outsourced functions.
  • To develop and maintain stakeholder relations with the investment team to optimise engagements and support risk embedding
  • To collaborate with the second line functions to support risk management and FCA compliance
  • To support the Head of Business Assurance deliver the audit plan through best practice audit techniques
  • To support the Business Assurance Officers in their development and provide oversight and coaching
  • To maintain awareness of industry developments to support the risk based approach to audit engagements, generally within internal audit and specifically within the investment field
  • To identify loopholes and recommend risk aversion measures and cost savings
  • To provide insight into the annual audit plan
  • To provide assurance on project delivery
  • To monitor and appraise business interventions to mitigate risk
  • To support the Head of Business Assurance in preparing and delivering audit reports to broad stakeholder groups at Director level
  • Carry out any other audit, investigation and review work as may be required by the Head of Business Assurance.


  • Recognised professional accounting / auditing qualification (such as ACA, ACCA, CIMA, CIA)
  • Educated to degree standard
  • Investment related qualification (desirable)


  • Experienced in all aspects of internal audit / risk management role within an Investment FCA regulated environment
  • Managing stakeholders at Director level
  • Performing reviews of external providers (suppliers and investment managers)

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