Compliance

Portfolio Guideline Monitoring Analyst

£30k - £75k per annum

London

Expiry date:
2020-11-26
Start date:
ASAP
Job type:
Permanent
Job ID:
191120

About the role:

A prestigious Investment Manager are looking for a Portfolio Guideline Monitoring Analyst to join their team in London.

Responsibilities:

  • Focusing on providing support to the investment teams, ensuring that investment transactions and holdings are compliant with client guidelines and regulatory requirements
  • Reviewing Investment Management Agreements and evaluating client guidelines
  • Maintaining the guideline monitoring system, Sentinel
  • Performing real-time, pre-trade support with investors
  • Resolving post-trade incident exceptions generated from Sentinel

Experience needed:

  • Demonstrate a strong working knowledge of all investment types, including equity and fixed income products, and derivative securities
  • Experience monitoring investment guidelines or working in an investment compliance role
  • A good understanding of regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system

Expiry date:
2020-11-26
Start date:
ASAP
Job Type:
Permanent
Job ID:
191120

Sounds good?

Does this role sound like the right for for you? Apply using the form and one of the Goodman Masson team members will get back to you as soon as possible. Good luck!

Apply for the role


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